OXFORD ASSET MANAGEMENT LLP

OXFORD ASSET MANAGEMENT LLP of OXFORD is an SEC exempt reporting adviser (CRD 136937).

Registration

Officers, owners & control persons (22)

NameRoleLocation
Andre SternMANAGING FOUNDER PARTNER; OWNERGeorge Town, Grand Cayman, E9
STERN ANDRECHIEF EXECUTIVE OFFICER; GENERAL PARTNER; MANAGING FOUNDER PARTNER (+2 more)
MOBBS STEPHEN NEILDIRECTOR; GENERAL PARTNER; PARTNER
KURLANDER STEVEN MICHAELDIRECTOR; GENERAL PARTNER; PARTNER
HUYTON STEPHEN JOHNCHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER/CFO; COMPLIANCE OFFICER/CFO
TURNER MARK DAVIDPARTNER
LAMPER DAVIDPARTNER
BYMAN MARTIN RICHARDCHIEF OPERATING OFFICER
JEFFERIES PAULPARTNER
NEWCOMB THOMASPARTNER
BOYLE GAVINPARTNER
BLASTLAND RICHARD SEANCHIEF FINANCIAL OFFICER
BELL CHRISTOPHER MICHAEL IANCHIEF COMPLIANCE OFFICER
COATES EMILY RUTHCHIEF OPERATING OFFICER; GENERAL COUNSEL
GUINNESS DAVINA LOUISE KEYNESCHIEF COMPLIANCE OFFICER
TOWNSEND CHRISTOPHER GRAHAMCONTROL PERSON
GARFIELD MARK DAVIDCHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER
EDWARDS MATTHEW MING-CHIENCONTROL PERSON
PAULIN JAMES KEITHCONTROL PERSON
LAKE PETER MACHINCHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL; GENERAL COUNSEL
Mark David GarfieldCHIEF FINANCIAL OFFICER
Peter Machin LakeCHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL

Disclosures (2)

InitiatedTypeAllegationsStatusAmount
2017-07-31regulatoryOXFORD ASSET MANAGEMENT LLP RECEIVED AN SEK 10,000 (APPROXIMATELY $1,000) FINE FROM FINANSINSPEKTIONEN IN SWEDEN IN RELATION TO THE LATE FILING OF A NOTIFICATION RELATING TO A SHORT POSITION HELD IN A SWEDISH STOCK. DATA ISSUES AT THE THIRD PARTY SERVICE PROVIDER USED TO REPORT SUCH POSITIONS LED TO…Final$1K
2016-12-08regulatoryOXFORD ASSET MANAGEMENT LLP RECEIVED AN SEK 70,000 (APPROXIMATELY $8,000) FINE FROM THE FINANSINPEKTIONEN IN SWEDEN IN RELATION TO THE LATE FILING OF NOTIFICATIONS RELATING TO SHORT POSITIONS HELD IN THREE SWEDISH STOCKS. A TECHNOLOGY FAILURE IN THE SYSTEM USED BY THE THIRD PARTY SERVICE PROVIDER TO…Final$8K

Private funds (1)

FundTypeFormedOwnersGross asset valueMin investment
OXFORD LOGISMOS FUND LIMITEDHedge FundCayman Islands4$381.1M$5.0M

Fund service providers (2)

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