RAFFA WEALTH MANAGEMENT LLC

RAFFA WEALTH MANAGEMENT LLC of WASHINGTON, DC is an SEC-registered investment adviser (CRD 136971). Regulatory assets under management: $1.7B.

Registration

Business model

Compensation: % of AUM, Fixed.

Clients served: High net worth, Pooled vehicles, Pensions, Charities, Other.

Officers, owners & control persons (6)

NameRoleLocation
THOMAS J RAFFAMEMBERWASHINGTON, DC
Dennis Patrick GogartyCHIEF COMPLIANCE OFFICER; MANAGING MEMBER
GOGARTY DENNIS PATRICKCHIEF COMPLIANCE OFFICER; MANAGING MEMBER
RAFFA THOMAS JMEMBER
HEGER STEVEN KENNETHMEMBER
Thomas J. RaffaMEMBER

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