WILLIAMS FINANCIAL, LLC

WILLIAMS FINANCIAL, LLC of NORTH BENNINGTON, VT is an SEC-registered investment adviser (CRD 137038). Regulatory assets under management: $209.9M.

Registration

• CRD: 137038
• SEC file number: 801-118678
• Type: Registered investment adviser
• Location: 12 MAIN STREET, NORTH BENNINGTON, VT, 05257
• Phone: 866-986-4469
• Latest filing: 2026-03-26
• Regulatory AUM: $209.9M
• Discretionary AUM: $201.1M
• Non-discretionary AUM: $8.8M
• Clients: 7
• Accounts: 837

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pooled vehicles, Pensions.

Officers, owners & control persons (2)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 137038 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search