TWO SIGMA INVESTMENTS, LP of NEW YORK, NY is an SEC-registered investment adviser (CRD 137137). Regulatory assets under management: $232.8B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance.
Clients served: Pooled vehicles, Investment cos.
Showing 25 of 47 people.
| Name | Role | Location |
|---|---|---|
| CARTER MAYBERRY LYONS | CO-CHIEF EXECUTIVE OFFICER; CO-CHIEF EXECUTIVE OFFICER; EXECUTIVE MANAGER, TWO SIGMA MANAGEMENT, LLC; EXECUTIVE MANAGER | NEW YORK, NY |
| SCOTT DAVID HOFFMAN | CO-CHIEF EXECUTIVE OFFICER; EXECUTIVE MANAGER, TWO SIGMA MANAGEMENT, LLC; EXECUTIVE MANAGER | NEW YORK, NY |
| Steve Hamilton Metzger | GENERAL COUNSEL; GENERAL COUNSEL, INTERIM CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| Dawn Marie Schoppner | CHIEF FINANCIAL OFFICER | NEW YORK, NY |
| John Albert Overdeck | CO-CHAIRMAN; CO-CHAIRMAN; EXECUTIVE MANAGER; CO-CHAIRMAN, TWO SIGMA MANAGEMENT, LLC (+3 more) | — |
| David Mark Siegel | CO-CHAIRMAN; CO-CHAIRMAN, TWO SIGMA MANAGEMENT, LLC; TRUSTEE (+1 more) | — |
| Geoffrey P Duncombe | CO-CHIEF INVESTMENT OFFICER | — |
| James Gerard Hein Jr. | CHIEF COMPLIANCE OFFICER | — |
| Timothy John Reynolds | CHIEF OPERATING OFFICER | — |
| Christopher Paul Sales | CHIEF INVESTMENT OFFICER; CO-CHIEF INVESTMENT OFFICER | — |
| Ali-Milan Nmn Nekmouche | CHIEF INVESTMENT OFFICER | — |
| SHULMAN DOUGLAS HARLAN | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | — |
| DEGRACA PATRICK LESLIE | CHIEF ADMINISTRATIVE OFFICER, MANAGING DIRECTOR | — |
| CUNNINGHAM JAMES PAUL | CHIEF FINANCIAL OFFICER | — |
| REYNOLDS ROBERT JOHN | CHIEF OPERATING OFFICER; CO-CHIEF OPERATING OFFICER | — |
| FARLEY PATRICK MICHAEL | CHIEF COMPLIANCE OFFICER | — |
| OVERDECK JOHN ALBERT | CHIEF INVESTMENT OFFICER, CO-CHAIRMAN; CO-CHAIRMAN AND CO-CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER; TRUSTEE (+3 more) | — |
| SIEGEL DAVID MARK | CO-CHAIRMAN; CO-CHAIRMAN AND CO-CHIEF EXECUTIVE OFFICER; TRUSTEE (+3 more) | — |
| ZOULAS CHRISTOS STAMOULIS | CHIEF TECHNOLOGY OFFICER, MANAGING DIRECTOR | — |
| DESMOND PETER FRANCIS | CHIEF STRATEGY OFFICER; CHIEF STRATEGY OFFICER, MANAGING DIRECTOR | — |
| SIANO MATTHEW BRADY | GENERAL COUNSEL; MANAGING DIRECTOR, GENERAL COUNSEL | — |
| MYERS PETER JAMES | MANAGING DIRECTOR, CONTROLLER | — |
| GULATI NOBEL NMN | CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER, MANAGING DIRECTOR; MANAGING DIRECTOR | — |
| ZOULAS CHRISTOS S | CHIEF TECHNOLOGY OFFICER, MANAGING DIRECTOR | — |
| GULATI NOBEL | CHIEF OPERATING OFFICER, MANAGING DIRECTOR | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2025-01-16 | regulatory | THE SEC ORDER ALLEGED THAT TWO SIGMA INVESTMENTS, LP ("TWO SIGMA") FAILED TO EXERCISE REASONABLE CARE IN ADDRESSING KNOWN MATERIAL VULNERABILITIES TO A SUBSET OF ITS COMPUTER-BASED ALGORITHMIC INVESTMENT MODELS IN BREACH OF ITS FIDUCIARY DUTY OF CARE, HAD DEFICIENCIES IN ITS WRITTEN COMPLIANCE POLIC… | Final | $45.0M |
| 2016-08-22 | regulatory | ON FEBRUARY 22 AND 23 2016, FUNDS MANAGED BY TWO SIGMA INVESTMENTS, LP ("TSI") AND ITS AFFILIATE HELD AGGREGATED WHEAT FUTURES POSITIONS IN EXCESS OF THE STANDARD ALL MONTH LIMIT UNDER CHICAGO BOARD OF TRADE RULE 562. | Final | $25K |