SOVEREIGN FINANCIAL GROUP

SOVEREIGN FINANCIAL GROUP of RALEIGH, NC is an SEC-registered investment adviser (CRD 137145). Regulatory assets under management: $46.7M.

Registration

• CRD: 137145
• Type: Registered investment adviser
• Location: 4509 CREEDMOOR ROAD, RALEIGH, NC, 27612-3813
• Phone: 919-573-6110
• Latest filing: 2026-03-02
• Regulatory AUM: $46.7M
• Discretionary AUM: $46.7M
• Clients: 1
• Accounts: 134

Business model

Compensation: % of AUM.

Clients served: Individuals, High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 137145 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search