HILLSDALE INVESTMENT MANAGEMENT INC. of TORONTO is an SEC-registered investment adviser (CRD 137883). Regulatory assets under management: $7.8B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance.
Clients served: High net worth, Pooled vehicles, Investment cos.
| Name | Role | Location |
|---|---|---|
| Albert Christopher Guthrie | CHIEF EXECUTIVE OFFICER | — |
| Eric Weider | DIRECTOR; PRESIDENT AND SHAREHOLDER | — |
| John Frederick Clifford | DIRECTOR | — |
| Harry Samuel Marmer | EXECUTIVE VICE-PRESIDENT | — |
| Ian Dwain Rhoden | SENIOR VICE-PRESIDENT FINANCE | — |
| Kelly Lynne Reynolds | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | — |
| Jonathan Elliott Spinney | DIRECTOR | — |
| Theodore (Tai-Chun) Chen | CO-CHIEF INVESTMENT OFFICER | — |
| Chirstopher James Desantis | SVP INSTITUTIONAL INVESTMENT SERVICES | — |
| Raishabh Desai | SVP INSTITUTIONAL INVESTMENT SERVICES | — |
| MARMER HARRY SAMUEL | EXECUTIVE VICE-PRESIDENT | — |
| GUTHRIE ALBERT CHRISTOPHER | CHIEF EXECUTIVE OFFICER | — |
| KAUL ARUN | CHIEF OPERATING OFFICER; SHAREHOLDER | — |
| WEIDER ERIC | DIRECTOR; PRESIDENT AND SHAREHOLDER | — |
| PEMBER IAN DOUGLAS | COO, SVP ADMINISTRATION & COMPLIANCE, CHIEF COMPLIANCE OFFICER; SENIOR VICE-PRESIDENT ADMINISTRATION & COMPLIANCE, CHIEF COMPLIANCE OFFICER; VICE-PRESIDENT ADMINISTRATION & COMPLIANCE (+1 more) | — |
| MOTHERWELL JOHN DAVID | VICE-PRESIDENT | — |
| LOEPRICH JOHN HENRY | SENIOR VICE-PRESIDENT | — |
| CLIFFORD JOHN FREDERICK | DIRECTOR | — |
| WEIDER BEN | PRESIDENT AND SHAREHOLDER | — |
| RHODEN IAN DWAIN | SENIOR VICE-PRESIDENT FINANCE; SENIOR VICE-PRESIDENT FINANCE AND COMPLIANCE; SENIOR VICE-PRESIDENT FINANCE AND COMPLIANCE, CHIEF COMPLIANCE OFFICER | — |
| Reynolds Kelly Lynne | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER; SENIOR VICE-PRESIDENT TRADING AND OPERATIONS | — |
| Spinney Jonathan Elliott | DIRECTOR | — |
| CHEN THEODORE TAI-CHUN | CO-CHIEF INVESTMENT OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2019-11-04 | regulatory | PERFORMING ACTIVITIES NECESSITATING REGISTRATION IN THE PROVINCE OF QUEBEC. | Final | — |