PACIFIC COAST INVESTMENT ADVISORS, LLC of WEST LINN, OR is an SEC-registered investment adviser (CRD 137963). Regulatory assets under management: $122.2M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Charities.
| Name | Role | Location |
|---|---|---|
| Ryan Joseph Murphy | OWNER, PRESIDENT & CCO | — |
| MURPHY BRIAN JOSEPH | OWNER/CHIEF COMPLIANCE OFFICER; OWNER, PRESIDENT & CCO | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2024-10-02 | regulatory | PACIFIC COAST INVESTMENT ADVISORS, LLC AND RYAN MURPHY ACTED AS AN INVESTMENT ADVISER AND INVESTMENT ADVISER REPRESENTATIVE AS DEFINED IN RCW 21.20.005(8). PACIFIC COAST INVESTMENT ADVISORS, LLC AND RYAN MURPHY VIOLATED RCW 21.20.040 BY TRANSACTING BUSINESS AS AN INVESTMENT ADVISER WHILE NOT REGISTE… | Final | $15K |