TURNING POINT FINANCIAL, INC.

TURNING POINT FINANCIAL, INC. of CHARLOTTE, NC is an SEC-registered investment adviser (CRD 138008). Regulatory assets under management: $88.0M.

Registration

• CRD: 138008
• SEC file number: 801-68437
• Type: Registered investment adviser
• Location: 15720 BRIXHAM HILL AVE STE 300, CHARLOTTE, NC, 28277
• Phone: 704-243-4222
• Latest filing: 2026-02-14
• Regulatory AUM: $88.0M
• Discretionary AUM: $88.0M
• Clients: 2
• Accounts: 300

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth.

Officers, owners & control persons (1)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 138008 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search