UNIWEALTH ADVISORS, INC. of PALMETTO BAY, FL is an SEC-registered investment adviser (CRD 138009). Regulatory assets under management: $373.2M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Fixed.
Clients served: High net worth, Pensions.
| Name | Role | Location |
|---|---|---|
| Stefano Ubaldo Fanfani | PRESIDENT & CHIEF COMPLIANCE OFFICER | — |
| FANFANI STEFANO UBALDO | PRESIDENT & CHIEF COMPLIANCE OFFICER | — |
| TETZELI JOHN PAUL | VICE PRESIDENT & SECRETARY | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2014-02-19 | civil | BREACH OF FIDUCIARY DUTY AND FRAUD | Final | $120K |