QUANTUM FINANCIAL PARTNERS LLC of OVERLAND PARK, KS is an SEC-registered investment adviser (CRD 138112). Regulatory assets under management: $148.6M.
Compensation: % of AUM, Performance.
Clients served: High net worth, Pooled vehicles, Charities, Investment cos.
| Name | Role | Location |
|---|---|---|
| Kenrick H Moore | PRESIDENT/MEMBER | — |
| Jeffrey Alan White | SECRETARY/MEMBER | — |
| Adam Loyd Musfeldt | CCO/MEMBER | — |
| David S Baumann | MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2019-09-03 | regulatory | FAILURE TO MAINTAIN CURRENT FINANCIAL STATEMENT RELATED TO THE BUSINESS AND FAILURE TO NOTIFY THE KS SECURITIES COMMISSIONER OF FINANCIAL CONDITION. | Final | $10K |