TRADEWINDS INVESTMENT MANAGEMENT, L.P.

TRADEWINDS INVESTMENT MANAGEMENT, L.P. of SAUSALITO, CA is an SEC-registered investment adviser (CRD 138261). Regulatory assets under management: $29.3M.

Registration

CRD: 138261
SEC file number: 801-64991
Type: Registered investment adviser
Location: THREE HARBOR DRIVE, SUITE 213, SAUSALITO, CA, 94965
Phone: 415-289-0500
Latest filing: 2013-05-16
Regulatory AUM: $29.3M
Discretionary AUM: $29.3M
Clients: 2
Accounts: 5

Officers, owners & control persons (3)

Name	Role	Location
SCANNELL ROBERT WILLIAM	CCO AND GENERAL PARTNER; CHIEF COMPLIANCE OFFICER/LIMITED PARTNER; MANAGING MEMBER (+2 more)	—
PETERS SCOTT PHILIP	GENERAL PARTNER; LIMITED PARTNER; MANAGING MEMBER (+2 more)	—
RHODES SPENCER GARRETT	CCO	—

Private funds (2)

Fund	Type	Formed	Owners	Gross asset value	Min investment
TRADEWINDS NON-$ BOND FUND, L.P.	Hedge Fund	—	21	$16.1M	$1.0M
TRADEWINDS MASTER FUND (BVI), LTD.	Hedge Fund	—	57	$13.2M	$250K

Fund service providers (1)

administrator: HEDGECOUNT LLC

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