HE'E NALU INVESTING, INC.
HE'E NALU INVESTING, INC. is an SEC-registered investment adviser (CRD 138278). Regulatory assets under management: $9.6M.
Registration
- CRD: 138278
- SEC file number: 801-65098
- Type: Registered investment adviser
- Phone: 213-220-0141
- Latest filing: 2006-05-12
- Regulatory AUM: $9.6M
- Discretionary AUM: $8.4M
- Non-discretionary AUM: $1.2M
- Clients: 1
- Accounts: 87
Officers, owners & control persons (2)
| Name | Role | Location |
|---|
| BUSS WILLIAM DAVID | PRESIDENT AND CHIEF COMPLIANCE OFFICER | — |
| SHIOZAWA DENISE LYNNE | CORPORATE SECRETARY; PRINCIPAL & CHIEF COMPLIANCE OFFICER | — |
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