NAVY FEDERAL INVESTMENT SERVICES, LLC

NAVY FEDERAL INVESTMENT SERVICES, LLC of VIENNA, VA is an SEC-registered investment adviser (CRD 138459). Regulatory assets under management: $2.1B.

Registration

Business model

Compensation: % of AUM.

Clients served: Individuals, High net worth, Pooled vehicles, Charities.

Officers, owners & control persons (18)

NameRoleLocation
Diane YoungCHIEF OPERATING OFFICER
Timothy David RossonFINOP / PRINCIPAL FINANACIAL OFFICER
Steven Leslie WeisbergCHIEF COMPLIANCE OFFICER / VP COMPLIANCE, LEGAL & RISK & OPERATIONS
GODFREY DENNIS JPRESIDENT
YEE THOMAS HOPCHIEF COMPLIANCE OFFICER & COO; CHIEF OPERATING OFFICER
KIRK CYNTHIA AFINOP
MILLER PATRICK LENNINGPRINCIPAL
GOUND TRAVIS LPRINCIPAL; PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL
KING PAUL STEPHENCHIEF COMPLIANCE OFFICER
ROSSON ANDREW DAVIDFINOP / PRINCIPAL FINANACIAL OFFICER
WOOD PATRICIA PARTRIDGECHIEF OPERATING OFFICER
DEMPSEY MARK FERRISCHIEF COMPLIANCE OFFICER / AVP COMPLIANCE
Gunn Xiaoning HanFINOP; FINOP / PRINCIPAL FINANACIAL OFFICER
MATHU MATHU KIMANIAVP NFFG OPERATIONS / PRINCIPAL OPERATIONS OFFICER
BACINO MARISSA SHAWNCHIEF COMPLIANCE OFFICER / AVP, COMPLIANCE; CHIEF COMPLIANCE OFFICER / VP COMPLIANCE, LEGAL & RISK
YOUNG DIANECHIEF OPERATING OFFICER
ROSSON TIMOTHY DFINOP / PRINCIPAL FINANACIAL OFFICER
WEISBERG STEVEN LESLIECHIEF COMPLIANCE OFFICER / VP COMPLIANCE, LEGAL & RISK

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