MSRESS III MANAGER, L.L.C.

MSRESS III MANAGER, L.L.C. of NEW YORK, NY is an SEC-registered investment adviser (CRD 138602). Regulatory assets under management: $39.6M.

Registration

Business model

Compensation: % of AUM, Performance.

Clients served: Investment cos.

Officers, owners & control persons (59)

Showing 25 of 59 people.

NameRoleLocation
Josephine ScesneyDIRECTOR, GLOBAL HEAD OF FINANCE AND OPERATIONNew York, NY
Christie ParkCHIEF OPERATING OFFICER OF MORGAN STANLEY REAL ASSETS INVESTINGNew York, NY
Thomas OwenCHAIRMAN AND CHIEF EXECUTIVE OFFICER OF MORGAN STANLEY REAL ESTATE INVESTINGDallas, TX
Thomas V DavidDIRECTOR, VICE PRESIDENTPepper Pike, OH
Benjamin Cordt HunekePRESIDENT AND MANAGING DIRECTOR OF MORGAN STANLEY INVESTMENT MANAGEMENTNew York, NY
Thomas Nicholas OwenCHAIRMAN AND CHIEF EXECUTIVE OFFICER OF MORGAN STANLEY REAL ESTATE INVESTING
Thomas Valentine DavidDIRECTOR, VICE PRESIDENT
Mustufa SalehbhaiCHIEF LEGAL OFFICER
John Richard KloppHEAD OF REAL ASSETS AND DIRECTOR, PRESIDENT, AND CHAIRMAN OF MSRESS III, INC.
Arlene Alisa MorrisCHIEF COMPLIANCE OFFICER
Olivier De PoulpiquetCHAIRMAN OF MORGAN STANLEY REAL ESTATE INVESTING
Lauren Andrea HochfelderCO-CHIEF EXECUTIVE OFFICER OF MORGAN STANLEY REAL ESTATE INVESTING
Brian Perry NilesCO-CHIEF EXECUTIVE OFFICER OF MORGAN STANLEY REAL ESTATE INVESTING
Toru BandoCHIEF INVESTMENT OFFICER OF MORGAN STANLEY REAL ESTATE INVESTING
Bennett Anthony WeaverDIRECTOR OF MSRESS III, INC.
MORRIS ANDREW TIMOTHYCHAIRMAN, DIRECTOR, PRESIDENT AND CHIEF INVESTMENT OFFICER OF MSRESS III, INC.; CHAIRMAN, DIRECTOR, PRESIDENT AND CIO OF MSRESS III, INC. AND COO OF MORGAN STANLEY REAL ESTATE INVESTING; CHAIRMAN, DIRECTOR, PRESIDENT OF MSRESS III, INC. (+2 more)
ODELL CHRISTOPHER LEROYCHIEF COMPLIANCE OFFICER, CHIEF LEGAL COUNSEL, VICE PRESIDENT, SECRETARY OF MSRESS III, INC.; CHIEF LEGAL COUNSEL OF MSRESS III, INC.; CHIEF LEGAL COUNSEL, VICE PRESIDENT, SECRETARY (+1 more)
SCHAEFER PAULACHIEF COMPLIANCE OFFICER; DIRECTOR OF MSRESS III, INC.; DIRECTOR OF MSRESS III, INC., GLOBAL CHIEF ADMINISTRATIVE OFFICER OF MORGAN STANLEY REAL ESTATE INVESTING
MANTZ JAY HOWARDDIRECTOR; GLOBAL CO-HEAD OF MERCHANT BANKING; GLOBAL CO-HEAD OF MORGAN STANLEY REAL ESTATE
KALSI KARAMJIT SINGHGLOBAL CO-HEAD OF MORGAN STANLEY REAL ESTATE INVESTING; GLOBAL HEAD OF MORGAN STANLEY REAL ESTATE INVESTING
CARRAFIELL JOHN ANTHONYDIRECTOR, CHAIRMAN OF THE BOARD; DIRECTOR, CHAIRMAN OF THE BOARD OF MSRESS III, INC., GLOBAL CO-HEAD OF MORGAN STANLEY REAL ESTATE; DIRECTOR, CHAIRMAN OF THE BOARD OF MSRESS III, INC., GLOBAL CO-HEAD OF MORGAN STANLEY REAL ESTATE INVESTING
CATTIER JENNIFER MURPHYCHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER OF MSREF III INC.; CHIEF LEGAL OFFICER
HARNED PETER CLARKECHIEF FINANCIAL OFFICER OF MORGAN STANLEY REAL ASSETS INVESTING; CHIEF FINANCIAL OFFICER OF MORGAN STANLEY REAL ESTATE INVESTING; CHIEF FINANCIAL OFFICER OF MSRESS III, INC.
FLEMING GREGORY JPRESIDENT OF MORGAN STANLEY INVESTMENT MANAGEMENT; PRESIDENT OF MORGAN STANLEY INVESTMENT MANAGEMENT AND MORGAN STANLEY SMITH BARNEY; PRESIDENT OF MORGAN STANLEY INVESTMENT MANAGEMENT AND MORGAN STANLEY WEALTH MANAGEMENT
MORIARTY EDMOND NCOO OF MORGAN STANLEY INVESTMENT MANAGEMENT; COO OF MORGAN STANLEY INVESTMENT MANAGEMENT AND HEAD OF MERCHANT BANKING AND REAL ESTATE INVESTING; HEAD OF MERCHANT BANKING AND REAL ESTATE INVESTING

Disclosures (10)

InitiatedTypeAllegationsStatusAmount
2017-03-03regulatoryTHE HELLENIC CAPITAL MARKET COMMISSION (HCMC) ALLEGED THAT MORGAN STANLEY COMMITTED MARKET MANIPULATION PURSUANT TO ARTICLE 7, PAR. 2(C) OF LAW 3340/2005 BY DISCLOSING THAT THE FIRM, THROUGH VARIOUS SUBSIDIARIES, HAD ACQUIRED MORE THAN 5% OF ALPHA BANK, HOWEVER 4.16% OF THE HOLDING WAS HELD BY A SUB…Final$53K
2016-03-22regulatoryTHE PORTUGUESE SECURITIES MARKET COMMISSION (CMVM) ALLEGED THAT THE FIRM DID NOT NOTIFY THE CMVM OR THE ISSUING COMPANY OF CHANGES TO CERTAIN QUALIFYING HOLDINGS WITHIN THE REQUIRED TIME PERIOD, IN VIOLATION OF ARTICLE 16 OF THE PORTUGUESE SECURITIES CODEFinal
2016-02-11regulatoryTHE ILLINOIS ATTORNEY GENERAL'S OFFICE ("ILAG") ALLEGED THAT MORGAN STANLEY VIOLATED ILLINOIS LAW IN CONNECTION WITH THE MARKETING, SALE, AND ISSUANCE OF CERTAIN RESIDENTIAL MORTGAGE-BACKED SECURITIES BETWEEN 2002 AND 2008.Final$22.5M
2016-02-11regulatoryTHE NEW YORK ATTORNEY GENERAL'S OFFICE ("NYAG") ALLEGED THAT MORGAN STANLEY VIOLATED NEW YORK LAW IN CONNECTION WITH THE MARKETING, SALE, AND ISSUANCE OF CERTAIN RESIDENTIAL MORTGAGE-BACKED SECURITIES BETWEEN 2006 AND 2007.Final$150.0M
2014-08-21regulatoryHCMC ALLEGED THAT MS FAILED TO PROPERLY OR TIMELY REPORT WHEN MS HOLDINGS IN CERTAIN COMPANIES INCREASED OR DECREASED BY MORE THAN 3%, OR EXCEEDED OR FELL BELOW 5%, 10% AND 15% THRESHOLDS, AS REQUIRED BY GREEK PRESIDENTIAL DECREE PD 51/1992 AND LAW 3556/2007.Final$71K

More on this firm