EJF CAPITAL LP of ARLINGTON, VA is an SEC-registered investment adviser (CRD 138854). Regulatory assets under management: $6.1B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance, Other.
Clients served: High net worth, Pooled vehicles, Investment cos, Other.
| Name | Role | Location |
|---|---|---|
| Wilson James | CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER/CHIEF EXECUTIVE OFFICER (EJF CAPITAL/ FINS MANAGER/ TPINS MANAGER/ EJF INVESTMENTS MANAGER LLC); CHIEF OPERATING OFFICER & CHIEF FINANCIAL OFFICER (+4 more) | Houston, TX |
| Emanuel Joshua Friedman | CO-CHIEF EXECUTIVE OFFICER | ARLINGTON, VA |
| Neal James Wilson | CO-CHIEF EXECUTIVE OFFICER/ CHIEF FINANCIAL OFFICER | — |
| Alexandra Cecilia Lafrankie | CHIEF COMPLIANCE OFFICER | — |
| WALKER FRANK RAYMOND | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER (EJF CAPITAL/ ARMADILLO FINANCIAL PARTNERS/ KODIAK CAPITAL MANAGEMENT CO/ FINS MANAGER/ TPINS MANAGER ); CHIEF COMPLIANCE OFFICER (EJF CAPITAL LLC/ARMADILLO FINANCIAL PARTNERS LLC) (+2 more) | — |
| FRIEDMAN EMANUEL JOSHUA | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER/MANAGING MEMBER (EJF CAPITAL/ EJF INVESTMENTS MANAGER LLC/ FINS MANAGER/ TPINS MANAGER); CHIEF EXECUTIVE OFFICER/MANAGING MEMBER (EJF CAPITAL/ KODIAK CAPITAL MANAGEMENT CO/ FINS MANAGER/ TPINS MANAGER) (+2 more) | — |
| NOLL KRISTIN LEE | CHIEF COMPLIANCE OFFICER | — |
| GRAY GARY LYNN | CHIEF FINANCIAL OFFICER | — |
| BHATT MANISH B | OWNER (EJF CAPITAL LLC) | — |
| HURLEY GREGORY MICHAEL | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER (EJF CAPITAL/ KODIAK CAPITAL MANAGEMENT CO/ FINS MANAGER/ ARMADILLO FINANCIAL PARTNERS/ TPINS MANAGER); CHIEF FINANCIAL OFFICER (EJF CAPITAL LLC) | — |
| IMHOFF LIA METAXAS | CHIEF COMPLIANCE OFFICER | — |
| JOHNSON NICK HUNTLEY | OWNER/CHIEF EXECUTIVE OFFICER (ARMDILLO FINANCIAL PARTNERS LLC) | — |
| MANLEY JEFF MICHAEL | CHIEF OPERATING OFFICER (ARMADILLO FINANCIAL PARTNERS LLC) | — |
| JOHNSON CATHERINE H | OWNER (ARMDILLO FINANCIAL PARTNERS LLC) | — |
| STAGE PETER ADRIAN | CHIEF FINANCIAL OFFICER (EJF INVESTMENTS MANAGER LLC) | — |
| POLLARD RYAN DAVID | CHIEF COMPLIANCE OFFICER | — |
| Mayrhofer Thomas Brandon | CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER | — |
| DAVISON THOMAS MICHAEL | CHIEF COMPLIANCE OFFICER | — |
| Thomas Michael Davison | GENERAL COUNSEL | — |
| Jason Michael Ruggiero | MEMBER, GENERAL PARTNERSHIP | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2007-01-12 | regulatory | PURSUANT TO FRIEDMAN'S CONSENT, THE SEC ORDER FINDS THAT HE WAS A REGISTERED REPRESENTATIVE OF REGISTERED BROKER-DEALER FBR AND EITHER CHAIRMAN OR CO-CHAIRMAN AND EITHER THE CEO OR CO-CEO OF THAT FIRM DURING HIS ENTIRE TENURE THERE. THE ORDER FURTHER FINDS THAT A FINAL JUDGMENT WAS ENTERED BY CONSEN… | Final | — |
| 2006-12-20 | civil | THE SECURITIES AND EXCHANGE COMMISSION ("SEC") ALLEGED IN ITS COMPLAINT THAT MR. FRIEDMAN, WHILE HE WAS SERVING AS CO-CHAIRMAN AND CO-CHIEF EXECUTIVE OFFICER OF FRIEDMAN, BILLINGS, RAMSEY & CO., INC. ("FBR"), MADE UNREGISTERED SALES OF SECURITIES IN 2001 IN VIOLATION OF SECTION 5 OF THE SECURITIES A… | Final | $754K |
| 2006-12-19 | regulatory | MR. FRIEDMAN ACCEPTED AND CONSENTED, WITHOUT ADMITTING OR DENYING THE FINDINGS, TO THE ENTRY OF FINDINGS BY THE NATIONAL ASSOCIATION OF SECURITIES DEALERS ("NASD") THAT MR. FRIEDMAN, WHILE HE WAS SERVING AS CO-CHAIRMAN AND CO-CHIEF EXECUTIVE OFFICER OF FRIEDMAN, BILLINGS, RAMSEY & CO. INC., ("FBR"),… | Final | $500K |