THE ADVISORY FIRM

THE ADVISORY FIRM of ALPHARETTA, GA is an SEC-registered investment adviser (CRD 139125). Regulatory assets under management: $126.4M.

Registration

• CRD: 139125
• SEC file number: 801-136852
• Type: Registered investment adviser
• Location: 12600 DEERFIELD PARKWAY, SUITE 100, ALPHARETTA, GA, 30004
• Phone: 678-566-3711
• Latest filing: 2026-07-01
• Regulatory AUM: $126.4M
• Discretionary AUM: $126.4M
• Clients: 1
• Accounts: 401

Business model

Compensation: % of AUM, Fixed.

Clients served: Individuals, High net worth, Other.

Officers, owners & control persons (1)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 139125 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search