S & P FINANCIAL, INC.

S & P FINANCIAL, INC. of ASHLAND, OR is an SEC-registered investment adviser (CRD 139358). Regulatory assets under management: $370.6M.

Registration

Business model

Compensation: % of AUM, Hourly.

Clients served: Individuals, High net worth.

Officers, owners & control persons (5)

NameRoleLocation
Chad Matthew SmithCHIEF COMPLIANCE OFFICER
Christopher PattersonMANAGING PARTNER
GAU THOMAS BENSONPRESIDENT
SMITH CHAD MATTHEWCHIEF COMPLIANCE OFFICER
PATTERSON CHRISTOPHERMANAGING PARTNER

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