GOOGINS ADVISORS, INC.

GOOGINS ADVISORS, INC. of MIDDLETON, WI is an SEC-registered investment adviser (CRD 13985). Regulatory assets under management: $501.0M.

Registration

Business model

Compensation: % of AUM, Hourly, Fixed, Commissions.

Clients served: Individuals, High net worth.

Officers, owners & control persons (5)

NameRoleLocation
Louise Paulson GooginsPRESIDENT, TREASURER, CCO, FINANCIAL OPERATIONS MANAGER, CHIEF COMPLIANCE OFFICER
GOOGINS LOUISE PAULSONPRESIDENT, TREASURER, CCO, FINANCIAL OPERATIONS MANAGER, CHIEF COMPLIANCE OFFICER; PRESIDENT, TREASURER, FINANCIAL OPERATIONS MANAGER; PRESIDENT, TREASURER, FINANCIAL OPERATIONS MANAGER, CHIEF COMPLIANCE OFFICER
ANTON TRACEY CAROLVICE PRESIDENT, CHIEF COMPLIANCE OFFICER,FINANCIAL OPERATIONS, SECRETARY,CCO
KUELTHAU KARL ROBERTCHIEF COMPLIANCE OFFICER
KUELTHAU TIFFANY JNON-REGISTERED OWNER

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