REGENCY FINANCIAL GROUP

REGENCY FINANCIAL GROUP is an SEC-registered investment adviser (CRD 139892). Regulatory assets under management: $31.4M.

Registration

• CRD: 139892
• Type: Registered investment adviser
• Phone: 818-330-9610
• Latest filing: 2026-03-13
• Regulatory AUM: $31.4M
• Discretionary AUM: $31.4M
• Clients: 1
• Accounts: 174

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 139892 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search