CATALYST CAPITAL ADVISORS LLC of SAN JUAN, PR is an SEC-registered investment adviser (CRD 139895). Regulatory assets under management: $10.3B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM.
| Name | Role | Location |
|---|---|---|
| Miller Scott | SENIOR PORTFOLIO MANAGER | Rye, NY |
| Jerry John Szilagyi | CHIEF EXECUTIVE OFFICER AND MANAGING MEMBER | — |
| David Scott Miller | SENIOR PORTFOLIO MANAGER | — |
| Robert David Glass | CHIEF COMPLIANCE OFFICER | — |
| Isobel Linda Szilagyi | TRUSTEE | — |
| June Ann Szilagyi | TRUSTEE | — |
| Michael Thomas Schoonover | CHIEF OPERATING OFFICER | — |
| SZILAGYI JERRY JOHN | CHIEF COMPLIANCE OFFICER; CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER AND MANAGING MEMBER (+3 more) | — |
| SZILAGYI ISOBEL LINDA | MANAGING DIRECTOR; TRUSTEE | — |
| OCONNELL WILLIAM RICHARD | CHIEF COMPLIANCE OFFICER | — |
| GLASS ROBERT DAVID | CHIEF COMPLIANCE OFFICER | — |
| GLASS ROBERT D | CCO | — |
| BRANCARO JENNIFER ANN | CHIEF COMPLIANCE OFFICER | — |
| Szilagyi June Ann | TRUSTEE | — |
| Schoonover Michael Thomas | CHIEF OPERATING OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2024-04-29 | regulatory | SEE ANSWER TO #13 | Final | $511K |
| 2020-01-27 | regulatory | SEE RESPONSE TO QUESTION #13 BELOW. | Final | $10.5M |
| — | regulatory | — | — | — |