NGC FINANCIAL, LLC

NGC FINANCIAL, LLC of BAYSIDE, NY is an SEC-registered investment adviser (CRD 139992). Regulatory assets under management: $57.1M.

Registration

Business model

Compensation: % of AUM, Hourly, Fixed, Commissions.

Clients served: Individuals, High net worth, Pooled vehicles.

Officers, owners & control persons (2)

NameRoleLocation
Neil George CaroussoMANAGING MEMBER/CHIEF COMPLIANCE OFFICER
CAROUSSO NEIL GEORGEMANAGING MEMBER/CHIEF COMPLIANCE OFFICER

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