PENTA INVESTMENT ADVISERS LTD.

PENTA INVESTMENT ADVISERS LTD. of CENTRAL is an SEC-registered investment adviser (CRD 140144). Regulatory assets under management: $860.0M.

Registration

CRD: 140144
SEC file number: 801-66635
Type: Registered investment adviser
Location: C/O OLD PEAK LTD, 19/F, ONE INTERNATIONAL FINANCE CENTRE, 1 HABOUR VIEW ST, CENTRAL, SAR
Phone: 852-2166-8957
Latest filing: 2006-04-13
Regulatory AUM: $860.0M
Discretionary AUM: $860.0M
Clients: 6
Accounts: 8

Name	Role	Location
PRIDJIAN JOHN VAUGHN	CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER	—
ZWAANSTRA JOHN	PRESIDENT; PRESIDENT/CHIEF INVESTMENT OFFICER	—