SAFEGUARD FINANCIAL AND INSURANCE SERVICES

SAFEGUARD FINANCIAL AND INSURANCE SERVICES of WALNUT CREEK, CA is an SEC-registered investment adviser (CRD 140184). Regulatory assets under management: $29.2M.

Registration

• CRD: 140184
• SEC file number: 801-69338
• Type: Registered investment adviser
• Location: 2999 OAK ROAD, SUITE 120, WALNUT CREEK, CA, 94597
• Phone: 925-627-1800
• Latest filing: 2012-03-29
• Regulatory AUM: $29.2M
• Discretionary AUM: $24.2M
• Non-discretionary AUM: $5.0M
• Clients: 1
• Accounts: 190

Officers, owners & control persons (1)

More on this firm

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