IC ADVISORY SERVICES, INC. of BEDMINSTER, NJ is an SEC-registered investment adviser (CRD 140190). Regulatory assets under management: $2.1B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities.
| Name | Role | Location |
|---|---|---|
| Ralph James Devito | DIRECTOR; TRUSTEE | — |
| Douglas Andrew Wright | CHIEF COMPLIANCE OFFICER | — |
| DEVITO RALPH JAMES | DIRECTOR; TRUSTEE | — |
| WRIGHT DOUGLAS ANDREW | CHIEF COMPLIANCE OFFICER | — |
| ZERWECK JAMES WAGNER | NATIONAL SALES MANAGER; VICE PRESIDENT MARKETING | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2019-09-30 | regulatory | ON SEPTEMBER 30, 2019, THE SECURITIES AND EXCHANGE COMMISSION ("SEC") INSTITUTED SETTLED ADMINISTRATIVE PROCEEDINGS AGAINST IC ADVISORY SERVICES, INC. ("ICA") IN CONNECTION WITH THE SEC'S MUTUAL FUND SHARE CLASS SELECTION DISCLOSURE INITIATIVE ADDRESSING FEES PAID TO INVESTMENT ADVISERS UNDER RULE 1… | Final | — |
| 2007-08-01 | regulatory | ON OR ABOUT AUGUST 1, 2007, IC ADVISORY SERVICES, INC. NOTIFIED STAFF OF THE DIVISION OF LICENSING THAT IT HAD INADVERTENTLY FAILED TO REGISTER AT LEAST ONE EMPLOYEE AS AN INVESTMENT ADVISOR REPRESENTATIVE IN PENNSYLVANIA. | Final | — |
| — | regulatory | — | — | — |
Showing 15 of 38 offices.
| City | State | Employees | Phone |
|---|---|---|---|
| — | — | 8 | 862-261-4678 |
| LANCASTER | PA | 7 | 717-393-5700 |
| LANCASTER | PA | 7 | 717-393-5700 |
| PANAMA CITY | — | 5 | 702-785-1214 |
| BALA CYNWYD | PA | 4 | 610-668-1750 |
| CHARLOTTE | NC | 4 | 704-544-9009 |
| MOUNTAINSIDE | NJ | 4 | 908-228-8415 |
| MOUNTAINSIDE | NJ | 4 | 908-228-8415 |
| SARASOTA | FL | 3 | 631-652-6001 |
| WALL | NJ | 3 | 732-749-3636 |
| AMHERST | NY | 3 | 716-348-3425 |
| ALBANY | NY | 2 | 518-608-5333 |
| SPRING LAKE HEIGHTS | NJ | 2 | 732-292-3100 |
| WASHINGTON | IL | 2 | 309-444-8031 |
| BRIDGEWATER | NJ | 2 | 888-784-7625 |