AC INVESTMENT MANAGEMENT, LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 140443). Regulatory assets under management: $251.0M.
Compensation: % of AUM, Performance.
Clients served: Charities, Investment cos.
| Name | Role | Location |
|---|---|---|
| Daphne Wilmerding Scalamandre | MEMBER; MEMBER ((AURELIAN CAPITAL GP, LLC; GENERAL PARTNER OF AGR MASTER LP); MEMBER (AURELIAN HOLDINGS, LLC; GENERAL PARTNER OF AURELIAN PLUS, LLC) (+2 more) | — |
| Timothy Ward | CHIEF COMPLIANCE OFFICER (CCO) | — |
| Peter Gerard Keenan | MANAGING DIRECTOR | — |
| SCALAMANDRE ERNEST A | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER/ CHIEF EXECUTIVE OFFICER; CHIEF COMPLIANCE OFFICER/ MANAGING MEMBER (+1 more) | — |
| SCALAMANDRE ERNEST AUREL | CHIEF COMPLIANCE OFFICER/ CHIEF EXECUTIVE OFFICER; CHIEF COMPLIANCE OFFICER/CHIEF EXECUTIVE OFFICER/MANAGING MEMBER; MANAGING MEMBER (+6 more) | — |
| KUMAR HANS NMN | DIRECTOR; DIRECTOR AND MEMBER; MEMBER (AURELIAN CAPITAL GP, LLC, GENERAL PARTNER OF AGR MASTER LP, AGR POWER LLC AND AC SCOUT LP) (+3 more) | — |
| KUMAR HANS | DIRECTOR | — |
| SCALAMANDRE ERNEST AURELIAN | CHIEF COMPLIANCE OFFICER/ CHIEF EXECUTIVE OFFICER; MANAGING MEMBER | — |
| CHAPMAN PHILIP RICHARD | INTERIM PRESIDENT | — |
| Scalamandre Daphne Wilmerding | MEMBER; MEMBER ((AURELIAN CAPITAL GP, LLC; GENERAL PARTNER OF AGR MASTER LP); MEMBER (AURELIAN HOLDINGS, LLC; GENERAL PARTNER OF AURELIAN PLUS, LLC) (+1 more) | — |
| WARD TIMOTHY | CHIEF COMPLIANCE OFFICER (CCO) | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2023-12-18 | regulatory | THE NATIONAL FUTURES ASSOCIATION ("NFA") ALLEGED THAT AC INVESTMENT MANAGEMENT LLC ("ACIM") PERMITTED AURELIAN PLUS, LLC, A POOL ACIM OPERATES, TO MAKE AN IMPROPER LOAN TO AN AFFILIATED ENTITY, IN VIOLATION OF NFA COMPLIANCE RULE 2-45. THE COMPLAINT ALSO ALLEGED THAT ACIM FAILED TO UPHOLD HIGH STAND… | Final | $100K |
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| AGR MASTER LP | Hedge Fund | Delaware | 9 | $171.0M | $1.0M |
| AURELIAN GLOBAL RESOURCES LTD | Hedge Fund | Cayman Islands | 6 | $165.7M | $1.0M |
| AURELIAN PLUS, LLC | Hedge Fund | Delaware | 9 | $111.1M | $1.0M |
| AC ENERGY, LLC | Hedge Fund | Delaware | 1 | $1.8M | $1.0M |