THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC of PHOENIX, AZ is an SEC-registered investment adviser (CRD 140551). Regulatory assets under management: $538.8M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Other.
| Name | Role | Location |
|---|---|---|
| Brett Allen Machtig | MANAGING MEMBER | — |
| Michael Joseph Ruggieri | CHIEF COMPLIANCE OFFICER | — |
| LYNCH THOMAS PATRICK | MEMBER | — |
| MACHTIG BRETT ALLEN | MANAGING MEMBER; MANAGING MEMBER/CHIEF COMPLIANCE OFFICER; PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| HOKR THOMAS RALPH | MEMBER | — |
| CELLA RICHARD CARMINE | MANAGING MEMBER | — |
| WATKIN HAYDEN CLIFFORD | MEMBER | — |
| RUGGIERI MICHAEL JOSEPH | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |