LARSON FINANCIAL GROUP, LLC

LARSON FINANCIAL GROUP, LLC of SAINT LOUIS, MO is an SEC-registered investment adviser (CRD 140599). Regulatory assets under management: $5.5B. This firm reports disciplinary history on Form ADV.

Registration

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pensions, Charities.

Officers, owners & control persons (46)

Showing 25 of 46 people.

NameRoleLocation
Paul Douglas LarsonMEMBERChesterfield, MO
Miller ScottCHIEF COMPLIANCE OFFICER; INTERIM CHIEF COMPLIANCE OFFICER; PRINCIPAL FINANCIAL OFFICER (+1 more)Rye, NY
Martin E ScottCHIEF EXECUTIVE OFFICER; MANAGING MEMBER; MEMBER (+1 more)Sunnyvale, CA
Randy Scott MillerCHIEF COMPLIANCE OFFICER
Colin Gregory WiensPRESIDENT
WHITE BYRON LEEMEMBER
DAVIS MICHAEL JAMESMEMBER
LANCASTER RAYMOND ALLENMEMBER
PERRYMAN JARET DALINCCO / CFO; CFO; CFO/CCO (+1 more)
LARSON PAUL DOUGLASCEO; CEO / MANAGING MEMBER; MANAGING MEMBER (+3 more)
MILLENBINE KRISTINA DAWNCOO
HAAS JAY WILSONCHIEF COMPLIANCE OFFICER
LARSON JEFFREY SCOTTMANAGING MEMBER; MEMBER
GILLIGAN DANIEL SEANCCO
CERVANTES STEVEN MARKCCO; CHIEF COMPLIANCE OFFICER
STANDEFORD GREGORY JCLO
BELDNER TIMOTHY SCOTTMANAGING MEMBER; MEMBER
WHIPP JACOB JOHNMANAGING MEMBER; MEMBER
Ramsey Edward GeorgeCHIEF OPERATING OFFICER; PRESIDENT, CHIEF OPERATING OFFICER
Lee SangPRESIDENT
Nolle Richard EarlCHIEF TECHNOLOGY OFFICER
STALKA MICHAEL WAYNECCO / DIRECTOR OF CORPORATE OPERATIONS
Wood Mitchell AlanMEMBER
BURCH THOMAS EMEMBER
FERRARA ANTHONY JOSEPHMEMBER

Disclosures (3)

InitiatedTypeAllegationsStatusAmount
2016-10-17regulatoryFROM FEBRUARY 2012 TO NOVEMBER 2013, FRITH CORRESPONDED WITH SIX CUSTOMERS ABOUT VARIABLE UNIVERSAL LIFE INSURANCE ("VULI") POLICIES, COMPARING THE POLICIES TO BUYING TERM LIFE INSURANCE AND INVESTING THE DIFFERENCE INA TAXABLE BROKERAGE ACCOUNT, AND ALSO SENDING REPRINTS OF ARTICLES ABOUT VULI POLI…Final

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