LARSON FINANCIAL GROUP, LLC of SAINT LOUIS, MO is an SEC-registered investment adviser (CRD 140599). Regulatory assets under management: $5.5B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pensions, Charities.
Showing 25 of 46 people.
| Name | Role | Location |
|---|---|---|
| Paul Douglas Larson | MEMBER | Chesterfield, MO |
| Miller Scott | CHIEF COMPLIANCE OFFICER; INTERIM CHIEF COMPLIANCE OFFICER; PRINCIPAL FINANCIAL OFFICER (+1 more) | Rye, NY |
| Martin E Scott | CHIEF EXECUTIVE OFFICER; MANAGING MEMBER; MEMBER (+1 more) | Sunnyvale, CA |
| Randy Scott Miller | CHIEF COMPLIANCE OFFICER | — |
| Colin Gregory Wiens | PRESIDENT | — |
| WHITE BYRON LEE | MEMBER | — |
| DAVIS MICHAEL JAMES | MEMBER | — |
| LANCASTER RAYMOND ALLEN | MEMBER | — |
| PERRYMAN JARET DALIN | CCO / CFO; CFO; CFO/CCO (+1 more) | — |
| LARSON PAUL DOUGLAS | CEO; CEO / MANAGING MEMBER; MANAGING MEMBER (+3 more) | — |
| MILLENBINE KRISTINA DAWN | COO | — |
| HAAS JAY WILSON | CHIEF COMPLIANCE OFFICER | — |
| LARSON JEFFREY SCOTT | MANAGING MEMBER; MEMBER | — |
| GILLIGAN DANIEL SEAN | CCO | — |
| CERVANTES STEVEN MARK | CCO; CHIEF COMPLIANCE OFFICER | — |
| STANDEFORD GREGORY J | CLO | — |
| BELDNER TIMOTHY SCOTT | MANAGING MEMBER; MEMBER | — |
| WHIPP JACOB JOHN | MANAGING MEMBER; MEMBER | — |
| Ramsey Edward George | CHIEF OPERATING OFFICER; PRESIDENT, CHIEF OPERATING OFFICER | — |
| Lee Sang | PRESIDENT | — |
| Nolle Richard Earl | CHIEF TECHNOLOGY OFFICER | — |
| STALKA MICHAEL WAYNE | CCO / DIRECTOR OF CORPORATE OPERATIONS | — |
| Wood Mitchell Alan | MEMBER | — |
| BURCH THOMAS E | MEMBER | — |
| FERRARA ANTHONY JOSEPH | MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2016-10-17 | regulatory | FROM FEBRUARY 2012 TO NOVEMBER 2013, FRITH CORRESPONDED WITH SIX CUSTOMERS ABOUT VARIABLE UNIVERSAL LIFE INSURANCE ("VULI") POLICIES, COMPARING THE POLICIES TO BUYING TERM LIFE INSURANCE AND INVESTING THE DIFFERENCE INA TAXABLE BROKERAGE ACCOUNT, AND ALSO SENDING REPRINTS OF ARTICLES ABOUT VULI POLI… | Final | — |