EMBARCADERO FINANCIAL INVESTMENT ADVISORY, LLC of SAN FRANCISCO, CA is an SEC-registered investment adviser (CRD 140929). Regulatory assets under management: $169.8M.
Compensation: % of AUM, Hourly, Fixed, Commissions.
Clients served: Individuals, High net worth, Pensions, Charities.
| Name | Role | Location |
|---|---|---|
| David Joshua Rockman | OWNER; PRINCIPAL, PRESIDENT AND CHIEF COMPLIANCE OFFICER | — |
| MCKENNA JOHN FRANCIS | OWNER; OWNER, CHIEF INVESTMENT OFFICER, WEALTH ADVISOR; PRINCIPAL, CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER AND WEALTH ADVISOR | — |
| ROCKMAN DAVID JOSHUA | OWNER; PRESIDENT AND CHIEF COMPLIANCE OFFICER; PRESIDENT, CHIEF COMPLIANCE OFFICER, WEALTH ADVISOR (+2 more) | — |