SWBC INVESTMENT COMPANY

SWBC INVESTMENT COMPANY of SAN ANTONIO, TX is an SEC-registered investment adviser (CRD 140994). Regulatory assets under management: $256.0M.

Registration

Business model

Compensation: % of AUM, Hourly, Fixed, Other.

Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Other.

Officers, owners & control persons (14)

NameRoleLocation
Palmer DanielCHIEF COMPLIANCE OFFICERBakersfeild, CA
Gary Lee Dudley50% OWNER, PRESIDENT; DIRECTOR, VICE PRESIDENT, SECRETARY & TREASURER
Charles Epifanio Amato50% OWNER, CHAIRMAN AND CEO; CHAIRMAN OF THE BOARD OF DIRECTORS
Alejandro G IretaCHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER
Donald Scott RykertCEO
RYKERT DONALD SCOTTCEO
JORGENSEN CINDY LEECHIEF FINANCIAL OFFICER
AMATO CHARLES EPIFANIO50% OWNER, CHAIRMAN AND CEO; CHAIRMAN OF THE BOARD OF DIRECTORS
DUDLEY GARY LEE50% OWNER, PRESIDENT; DIRECTOR, VICE PRESIDENT, SECRETARY & TREASURER
TRAMONTANO KELLY MARIEPRESIDENT
IRETA ALEJANDRO GCHIEF COMPLIANCE OFFICER; DIRECTOR OF COMPLIANCE
TUOHY JOHN PATRICKCEO; CEO/PRESIDENT; CHIEF COMPLIANCE OFFICER
MURAS PATRICK JOHNCFO
FABRE NORBERT FEXECUTIVE VP

Private funds (1)

FundTypeFormedOwnersGross asset valueMin investment
SWBC CPG FUND I, LPPrivate Equity FundDelaware8$6.2M$25K

Branch offices (4)

CityStateEmployeesPhone
GARLANDTX1972.263.9497
DALLASTX1972-263-9497
15079959958
15079959958

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