UCB ASSET MANAGEMENT, INC.
UCB ASSET MANAGEMENT, INC. of NEW YORK, NY is an SEC-registered investment adviser (CRD 141000).
Registration
- CRD: 141000
- SEC file number: 801-67046
- Type: Registered investment adviser
- Location: 27 EAST BROADWAY, NEW YORK, NY, 10002
- Phone: (212) 266-7971
- Latest filing: 2007-07-17
- Clients: 1
Officers, owners & control persons (3)
| Name | Role | Location |
|---|
| LUI JOHN | CEO/CIO/CHIEF COMPLIANCE OFFICER | — |
| CHIU DAVID L | CHIEF MARKETING OFFICER | — |
| ON CRAIG | CHIEF FINANCIAL OFFICER | — |
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