LIVE OAK FAMILY OFFICES LLC of ST. PETERSBURG, FL is an SEC-registered investment adviser (CRD 141570). Regulatory assets under management: $158.3M.
Compensation: % of AUM, Fixed.
Clients served: High net worth, Charities.
| Name | Role | Location |
|---|---|---|
| Kevin Patrick Mccutcheon | MANAGING MEMBER/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | — |
| PLATT PHILIP THOMAS | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | — |
| MCCUTCHEON KEVIN PATRICK | MANAGING MEMBER/CHIEF INVESTMENT OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2019-05-09 | regulatory | FIRM FAILED TO MAINTAIN ACCURATE FORM ADV; INCLUDED TESTIMONIAL ON WEBSITE; FAILED TO HAVE WRITTEN CONTRACTS WITH CLIENTS; FAILED TO MAINTAIN WRITTEN SUPERVISORY PROCEDURES; ADVISORY AFFILIATE FAILED TO TIMELY UPDATE FORM U-4; FIRM FAILED TO INCLUDE REQUIRED LANGUAGE IN ITS AGREEMENT WITH CPA; FIRM… | Final | $8K |
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| LIVE OAK MASTER FUND LP | Other Private Fund | Florida | 13 | $12.3M | $1.0M |