METLIFE INVESTMENT MANAGEMENT, LLC of WHIPPANY, NJ is an SEC-registered investment adviser (CRD 142463). Regulatory assets under management: $563.8B.
Compensation: % of AUM, Performance, Other.
Clients served: High net worth, Pooled vehicles, Charities, Investment cos.
Showing 25 of 34 people.
| Name | Role | Location |
|---|---|---|
| Michael John Yick | CHIEF FINANCIAL OFFICER | Whippany, NJ |
| Robert Rabun Merck | MANAGER | Whippany, NJ |
| Joseph Patrick Pollaro | CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER & MANAGER | Whippany, NJ |
| Hugh Gerard Mccrory | CHIEF COUNSEL AND CORPORATE SECRETARY (CHIEF LEGAL OFFICER) | — |
| Yisrael Nmn Grafstein | CHIEF COMPLIANCE OFFICER | — |
| Claudia Anne Cromie | CHIEF RISK OFFICER | — |
| Brian D Funk | PRESIDENT; PRESIDENT OF METLIFE INVESTMENT MANAGEMENT | — |
| Michael John Karpik | CHIEF OPERATING OFFICER | — |
| John Dennis Mccallion | HEAD OF METLIFE INVESTMENT MANAGEMENT | — |
| Jude Thaddeus Driscoll | PRESIDENT OF METLIFE INVESTMENT MANAGEMENT | — |
| DRISCOLL JUDE THADDEUS | MANAGER; PRESIDENT OF METLIFE INVESTMENT MANAGEMENT | — |
| HALPERIN JEFFREY PAUL | CHIEF COMPLIANCE OFFICER | — |
| KANDARIAN STEVEN ALBERT | PRESIDENT | — |
| GRAETZ-BALL MIRA P | MANAGER | — |
| DONNANTUONO FRANCI | MANAGER | — |
| ROSENTHAL JONATHAN | MANAGER | — |
| KENNEDY JAMES D | MANAGER | — |
| RHOADS MICHAEL D | MANAGER | — |
| GOULART STEVEN JEFFREY | PRESIDENT; PRESIDENT, CHIEF EXECUTIVE OFFICER; SENIOR MANAGING DIRECTOR - HEAD OF PORTFOLIO MANAGEMENT | — |
| GRAFSTEIN ISRAEL | CHIEF COMPLIANCE OFFICER | — |
| POLLARO JOSEPH PATRICK | CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER & MANAGER; MANAGER (+1 more) | — |
| MERCK ROBERT RABUN | MANAGER | — |
| DICKSON JANE JESSICA | CHIEF COMPLIANCE OFFICER | — |
| HANDAL NANCY MUELLER | MANAGER | — |
| SYMINGTON CHARLES | MANAGER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2019-12-18 | regulatory | METLIFE, INC. PREVIOUSLY DISCLOSED ERRORS IN ITS ACCOUNTING FOR RESERVES ASSOCIATED WITH CERTAIN ANNUITIES, AND REMEDIATED THESE ERRORS AS OF DECEMBER 31, 2018. THE U.S. SECURITIES AND EXCHANGE COMMISSION CHARGED METLIFE, INC. WITH VIOLATING THE BOOKS AND RECORDS AND INTERNAL ACCOUNTING CONTROLS PRO… | Final | $10.0M |
| 2018-06-25 | regulatory | METLIFE, INC. IS ALLEGED TO HAVE MADE MATERIALLY MISLEADING STATEMENTS IN ITS PUBLIC FILINGS REGARDING THE EFFECTIVENESS OF ITS INTERNAL CONTROLS OVER FINANCIAL REPORTING FOR ITS PENSION RISK TRANSFER BUSINESS AND THE SUFFICIENCY OF ITS RESERVES FOR GROUP ANNUITY CONTRACTS. | Final | $1.0M |
| 2012-10-09 | regulatory | IN 2009, ALICO AND ITS OUTSIDE COUNSEL MADE CERTAIN REPRESENTATIONS IN A LETTER TO THE NEW YORK STATE INSURANCE DEPARTMENT (THE PREDECESSOR OF DFS) CONCERNING ITS OPERATIONS IN NEW YORK. IT WAS ALLEGED THAT CONTRARY TO THESE REPRESENTATIONS, ALICO AND DELAM, SUBSIDIARIES OF AMERICAN INTERNATIONAL GR… | Final | $60.0M |