POULOS, ERNEST, D.

POULOS, ERNEST, D. is an SEC-registered investment adviser (CRD 142598). Regulatory assets under management: $5.2M.

Registration

• CRD: 142598
• Type: Registered investment adviser
• Phone: (330) 329-9899
• Latest filing: 2026-03-29
• Regulatory AUM: $5.2M
• Discretionary AUM: $5.2M
• Clients: 1
• Accounts: 12

Business model

Compensation: % of AUM, Performance.

Clients served: High net worth.

More on this firm

• Form ADV Part 2 brochure
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• This page as markdown (for LLM agents)
• CRD 142598 on SEC IAPD (source of record)
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