DYNAMIC TRADING MANAGEMENT, LLC. of WHITE PLAINS, NY is an SEC-registered investment adviser (CRD 142638). Regulatory assets under management: $116.6M.
Compensation: % of AUM.
Clients served: High net worth, Pooled vehicles.
| Name | Role | Location |
|---|---|---|
| Timothy Paul Bradley | MANAGING MEMBER/PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| BRADLEY TIMOTHY PAUL | MANAGING MEMBER/PRESIDENT/CHIEF COMPLIANCE OFFICER; PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2021-02-08 | regulatory | FAILURE TO FILE AND DELIVER FORM CRS IN A TIMELY FASHION. | Final | $10K |