E. MAGNUS OPPENHEIM & CO. INC. of NEW YORK, NY is an SEC-registered investment adviser (CRD 14268). Regulatory assets under management: $9.5M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Other.
| Name | Role | Location |
|---|---|---|
| Jonathan Edward Miller | CEO | — |
| Brian William Neustrom | CCO | — |
| Salma Abdulla | MANAGING DIRECTOR | — |
| MILLER ERIC EDWARD | CEO; CEO AND CCO | — |
| OPPENHEIM E MAGNUS | PRESIDENT; PRESIDENT/CHIEF COMPLIANCE OFFICER/CHIEF EXECUTIVE OFFICER | — |
| EBERT PAUL FRANCIS | FINANCIAL AND OPERATIONS PRINCIPAL/PRINCIPAL OPERATIONS OFFICER | — |
| LANKES JESSICA ASHLEY | COO | — |
| CALLAHAN MICHAEL LEONARD | INTERIM CCO; INTERIM CCO`` | — |
| ABDULLA SALMA | MANAGING DIRECTOR | — |
| OPPENHEIM JAY JOSHUA | BENEFICIARY; TRUSTEE | — |
| Neustrom Brian William | CCO | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2023-03-13 | regulatory | THE SECURITIES AND EXCHANGE COMMISSION ("COMMISSION") DEEMS IT APPROPRIATE AND IN THE PUBLIC INTEREST THAT PUBLIC ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS BE, AND HEREBY ARE, INSTITUTED PURSUANT TO SECTION 15(8) OF THE SECURITIES EXCHANGE ACT OF 1934 ("EXCHANGE ACT") AND SECTIONS 203(E) AND 2… | Final | $50K |