MORGAN STANLEY INFRASTRUCTURE INC. of NEW YORK, NY is an SEC-registered investment adviser (CRD 142824). Regulatory assets under management: $16.0B.
Compensation: % of AUM, Performance, Other.
Clients served: Investment cos.
Showing 25 of 54 people.
| Name | Role | Location |
|---|---|---|
| Christopher Ortega | HEAD OF AMERICAS INVESTING AND DIRECTOR | New York, NY |
| Thomas Owen | DIRECTOR | Dallas, TX |
| Gray Thomas | VICE PRESIDENT AND DIRECTOR | Greenville, NC |
| James Michael Wilmott | DIRECTOR, VICE PRESIDENT, HEAD OF EUROPE INVESTING | New York, NY |
| Benjamin Cordt Huneke | PRESIDENT AND MANAGING DIRECTOR OF MORGAN STANLEY INVESTMENT MANAGEMENT | New York, NY |
| Thomas Nicholas Owen | DIRECTOR | — |
| Mustufa Salehbhai | CHIEF LEGAL OFFICER | — |
| John Richard Klopp | HEAD OF REAL ASSETS | — |
| Gauranga Pal | CHIEF COMPLIANCE OFFICER | — |
| Markus Christof Hottenrott | CHIEF INVESTMENT OFFICER | — |
| Mark Anthony Mclean | HEAD OF ASIA-PACIFIC INVESTING | — |
| Johan Fredrik Pfeiffer | DIRECTOR | Pasadena, CA |
| OTTO CARSTEN | CHIEF COMPLIANCE OFFICER | — |
| WILMOTT JAMES MICHAEL | CO-HEAD OF MORGAN STANLEY INFRASTRUCTURE; DIRECTOR, HEAD OF EUROPE INVESTING; DIRECTOR, VICE PRESIDENT, HEAD OF EUROPE INVESTING (+2 more) | — |
| ODELL CHRISTOPHER LEROY | CHIEF LEGAL OFFICER | — |
| MANTZ JAY HOWARD | GLOBAL CO-HEAD OF MERCHANT BANKING | — |
| CATTIER JENNIFER MURPHY | CHIEF COMPLIANCE OFFICER; CHIEF LEGAL OFFICER | — |
| HAHN JEFFREY DEANE | CHIEF FINANCIAL OFFICER | — |
| WAHBA SADEK | PRESIDENT AND CEO; PRESIDENT, CEO AND DIRECTOR | — |
| LEPIN RON | CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER AND DIRECTOR | — |
| HOTTENROTT MARKUS | CHIEF INVESTMENT OFFICER; CHIEF INVESTMENT OFFICER AND CO-HEAD OF MORGAN STANLEY INFRASTRUCTURE; DIRECTOR | — |
| FLEMING GREGORY J | PRESIDENT OF MORGAN STANLEY INVESTMENT MANAGEMENT AND MORGAN STANLEY SMITH BARNEY; PRESIDENT OF MORGAN STANLEY INVESTMENT MANAGEMENT AND MORGAN STANLEY WEALTH MANAGEMENT | — |
| MORIARTY EDMOND N | COO OF MORGAN STANLEY INVESTMENT MANAGEMENT AND HEAD OF MERCHANT BANKING AND REAL ESTATE INVESTING; HEAD OF MERCHANT BANKING AND REAL ESTATE INVESTING | — |
| HENRY ROBERT MICHAEL | CHIEF COMPLIANCE OFFICER | — |
| RUDDY AGATHA TERESA | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2017-03-06 | regulatory | THE HELLENIC CAPITAL MARKET COMMISSION (HCMC) ALLEGED THAT MORGAN STANLEY COMMITTED MARKET MANIPULATION PURSUANT TO ARTICLE 7, PAR. 2(C) OF LAW 3340/2005 BY DISCLOSING THAT THE FIRM, THROUGH VARIOUS SUBSIDIARIES, HAD ACQUIRED MORE THAN 5% OF ALPHA BANK, HOWEVER 4.16% OF THE HOLDING WAS HELD BY A SUB… | Final | $53K |
| 2016-03-22 | regulatory | THE PORTUGUESE SECURITIES MARKET COMMISSION (CMVM) ALLEGED THAT THE FIRM DID NOT NOTIFY THE CMVM OR THE ISSUING COMPANY OF CHANGES TO CERTAIN QUALIFYING HOLDINGS WITHIN THE REQUIRED TIME PERIOD, IN VIOLATION OF ARTICLE 16 OF THE PORTUGUESE SECURITIES CODE | Final | — |
| 2016-02-11 | regulatory | THE ILLINOIS ATTORNEY GENERAL'S OFFICE ("ILAG") ALLEGED THAT MORGAN STANLEY VIOLATED ILLINOIS LAW IN CONNECTION WITH THE MARKETING, SALE, AND ISSUANCE OF CERTAIN RESIDENTIAL MORTGAGE-BACKED SECURITIES BETWEEN 2002 AND 2008. | Final | $22.5M |
| 2016-02-11 | regulatory | THE NEW YORK ATTORNEY GENERAL'S OFFICE ("NYAG") ALLEGED THAT MORGAN STANLEY VIOLATED NEW YORK LAW IN CONNECTION WITH THE MARKETING, SALE, AND ISSUANCE OF CERTAIN RESIDENTIAL MORTGAGE-BACKED SECURITIES BETWEEN 2006 AND 2007. | Final | $150.0M |
| 2014-08-21 | regulatory | HCMC ALLEGED THAT MS FAILED TO PROPERLY OR TIMELY REPORT WHEN MS HOLDINGS IN CERTAIN COMPANIES INCREASED OR DECREASED BY MORE THAN 3%, OR EXCEEDED OR FELL BELOW 5%, 10% AND 15% THRESHOLDS, AS REQUIRED BY GREEK PRESIDENTIAL DECREE PD 51/1992 AND LAW 3556/2007. | Final | $71K |