QUANTITATIVE ASSET MANAGEMENT, LLC of MINNETONKA, MN is an SEC-registered investment adviser (CRD 143279). Regulatory assets under management: $187.4M.
Compensation: % of AUM.
Clients served: High net worth.
| Name | Role | Location |
|---|---|---|
| Jeffrey Lee Farni | MANAGING MEMBER/PRESIDENT | — |
| Patricia Catherine Farni | INACTIVE OWNER | — |
| John C Farni | EXECUTIVE VICE PRESIDENT / INVESTMENT ADVISOR / CHIEF COMPLIANCE OFFICER | — |
| FARNI JEFFREY LEE | MANAGING MEMBER; MANAGING MEMBER/PRESIDENT; PRESIDENT | — |
| RIDGEWAY KAREN SIMS | CHIEF COMPLIANCE OFFICER; MEMBER/CHIEF COMPLIANCE OFFICER; V.P./TREASURER/CHIEF COMPLIANCE OFFICER | — |
| FARNI PATRICIA CATHERINE | INACTIVE OWNER | — |
| FARNI JOHN C | EXECUTIVE VICE PRESIDENT / INVESTMENT ADVISOR; EXECUTIVE VICE PRESIDENT / INVESTMENT ADVISOR / CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2021-07-26 | regulatory | FAILURE TO FILE CRS IN A TIMELY MANNER. | Final | $25K |