PERELLA WEINBERG PARTNERS CAPITAL MANAGEMENT LP of NEW YORK, NY is an SEC-registered investment adviser (CRD 143598). Regulatory assets under management: $238.4M.
Compensation: % of AUM, Performance.
Clients served: Charities, Investment cos.
| Name | Role | Location |
|---|---|---|
| Nicholas James Vagra | HEAD OF ASSET MANAGEMENT, CHIEF FINANCIAL OFFICER AND AUTHORIZED PERSON | — |
| Justin Bartholomew Kamen | CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER | — |
| Mark Andrew Polemeni | CHIEF COMPLIANCE OFFICER AND AUTHORIZED PERSON | — |
| MEHRA AJAY | CHIEF COMPLIANCE OFFICER | — |
| ABDELMEGUID TAREK FAHMY | AUTHORIZED PERSON | — |
| GARCIA JULIO | CHIEF FINANCIAL OFFICER AND AUTHORIZED PERSON | — |
| KOURAKOS WILLIAM | AUTHORIZED PERSON | — |
| PELLECCHIO RALPH LEE | GENERAL COUNSEL AND AUTHORIZED PERSON; GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND AUTHORIZED PERSON | — |
| PERELLA JOSEPH ROBERT | CHAIRMAN AND AUTHORIZED PERSON; CHEIF EXECUTIVE OFFICER AND MEMBER; CHIEF EXECUTIVE OFFICER AND AUTHORIZED PERSON (+2 more) | — |
| PERKINS KATHERINE LYNN | CHIEF ADMINISTRATIVE OFFICER AND AUTHORIZED PERSON | — |
| SIEGEL ANDREW NEAL | CHIEF COMPLIANCE OFFICER AND AUTHORIZED PERSON; GENERAL COUNSEL; GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | — |
| VAGRA NICHOLAS JAMES | HEAD OF ASSET MANAGEMENT, CHIEF FINANCIAL OFFICER AND AUTHORIZED PERSON | — |
| PRUNER ALEXANDRA GARBERS | CHIEF FINANCIAL OFFICER AND AUTHORIZED PERSON | — |
| BITTMAN CHRISTOPHER LEE | HEAD OF AGILITY AND AUTHORIZED PERSON; HEAD OF AGILITY-PWP AND AUTHORIZED PERSON; HEAD OF ASSET MANAGEMENT AND AUTHORIZED PERSON | — |
| ABDEL-MEGUID TAREK FAHMY | AUTHORIZED PERSON; CO-HEAD OF ASSET MANAGEMENT AND AUTHORIZED PERSON | — |
| HOOD AARON FREDERICK | CHIEF FINANCIAL OFFICER AND AUTHORIZED PERSON; CHIEF OPERATING OFFICER; CO-HEAD OF ASSET MANAGEMENT AND AUTHORIZED PERSON (+1 more) | — |
| POLEMENI ESQ MARK ANDREW | CHIEF COMPLIANCE OFFICER AND AUTHORIZED PERSON; CHIEF COMPLIANCE OFFICER, HEAD OF ASSET MANAGEMENT AND AUTHORIZED PERSON | — |
| JOHNSON WILLIAM WESCOTT | AUTHORIZED PERSON | — |
| STEEL ROBERT KING | CHIEF EXECUTIVE OFFICER AND AUTHORIZED PERSON | — |
| SHENDELMAN VLADIMIR | GENERAL COUNSEL AND AUTHORIZED PERSON | — |
| HAAS SANDRA MATTHEWS | AUTHORIZED PERSON | — |
| Ni YunQi | CHIEF OPERATING OFFICER AND AUTHORIZED PERSON; CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER AND AUTHORIZED PERSON | — |
| WEINBERG PETER AMORY | CHAIRMAN AND AUTHORIZED PERSON; CHIEF EXECUTIVE OFFICER AND AUTHORIZED PERSON | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2023-09-29 | regulatory | PERELLA WEINBERG PARTNERS LP ("PWPLP") AND TUDOR, PICKERING, HOLT & CO. SECURITIES LLC ("TPHS") CONSENTED TO THE ENTRY OF FINDINGS PERTAINING TO VIOLATIONS OF SECTION 17(A) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 17A-4(B)(4) THEREUNDER FOR FAILURE TO MAINTAIN OR PRESERVE CERTAIN OFF-CHANNEL… | Final | $2.5M |