PIVOTAL FINANCIAL SERVICES, INC.

PIVOTAL FINANCIAL SERVICES, INC. is an SEC-registered investment adviser (CRD 143846). Regulatory assets under management: $13.8M.

Registration

• CRD: 143846
• Type: Registered investment adviser
• Phone: 631-486-8128
• Latest filing: 2026-02-09
• Regulatory AUM: $13.8M
• Discretionary AUM: $13.8M
• Clients: 1
• Accounts: 11

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, Pensions.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 143846 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search