POWELL FINANCIAL, INC. of CORNELIUS, NC is an SEC-registered investment adviser (CRD 144230). Regulatory assets under management: $229.2M.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities.
| Name | Role | Location |
|---|---|---|
| David Lemal Powell | PRESIDENT / CHIEF COMPLIANCE OFFICER | — |
| BERNSTEIN DANIEL ADAM | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER; PRESIDENT / CHIEF COMPLIANCE OFFICER | — |
| POWELL DAVID LEMAL | PRESIDENT / CHIEF COMPLIANCE OFFICER | — |