COMMERCE STREET INVESTMENT ADVISOR, LLC

COMMERCE STREET INVESTMENT ADVISOR, LLC of DALLAS, TX is an SEC-registered investment adviser (CRD 144278). Regulatory assets under management: $891.3M.

Registration

Business model

Compensation: % of AUM, Fixed, Performance, Other.

Clients served: High net worth, Pooled vehicles, Pensions, Investment cos.

Officers, owners & control persons (24)

NameRoleLocation
Dory Alan WileyMEMBER; PRESIDENT AND MANAGING PARTNER—
Bobby Lee HashawayEXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER, HEAD OF ACCOUNTING, CCO—
William Dudley GrossCHAIRMAN; MEMBER—
Bertrand Kiver MaimoCHIEF FINANCIAL OFFICER—
PLUMER KURTIS STEPHENMANAGING DIRECTOR—
GROSS WILLIAM DUDLEYCHAIRMAN; MEMBER—
MANNES JOSEPH REIDCHIEF OPERATING OFFICER—
PFEIFER ROBERT DEANCHIEF COMPLIANCE OFFICER—
GARCIA MARGARET TAYLORCFO—
BILLINGS ELLEN VIVIANCONTROLLER—
BROOKS CARLA JOMANAGING DIRECTOR; MANAGING DIRECTOR, HEAD OF PRIVATE EQUITY—
ENGEMOEN JAMES TODDANALYST—
KIRCHWEY GEORGE ALLENMANAGING DIRECTOR; VICE PRESIDENT—
WILEY DORY ALANMEMBER; PRESIDENT; PRESIDENT AND MANAGING PARTNER (+1 more)—
GARDNER JAMES BARRINGTONMEMBER—
BILLINGS SCOTT KEVINCHIEF OPERATING OFFICER; COO, CFO—
HICKEY SUZANNECHIEF COMPLIANCE OFFICER—
HICKEY SUZANNE NMNCHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL—
SCHIRLE TINA HAHNCFO—
BOYCE BOBBY DONCHIEF COMPLIANCE OFFICER—
HASHAWAY BOBBY LEEEXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER, HEAD OF ACCOUNTING; EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER, HEAD OF ACCOUNTING, CCO; EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER, HEAD OF ACCOUNTING, CHIEF COMPLIANCE OFFICER—
MAIMO BERTRANDINERIM CFO; INTERIM CFO—
MAIMO BERTRAND KIVERCHIEF FINANCIAL OFFICER; INERIM CFO; INTERIM CFO—
HAMNER JOHN CADECHIEF COMPLIANCE OFFICER—

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