HICKEY SUZANNE NMN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. HICKEY SUZANNE NMN appears on 5 filing roles across Form ADV (5).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | SOVEREIGN'S CAPITAL MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | ATLANTA, GA |
| — | Form ADV | COMMERCE STREET INVESTMENT ADVISOR, LLC | CHIEF COMPLIANCE OFFICER | DALLAS, TX |
| — | Form ADV | USCA ASSET MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER | HOUSTON, TX |
| — | Form ADV | THIRD LAKE PARTNERS, LLC | CHIEF COMPLIANCE OFFICER | TAMPA, FL |
| — | Form ADV | USCA RIA LLC | CHIEF COMPLIANCE OFFICER | HOUSTON, TX |