AWM FINANCIAL SERVICES INC.

AWM FINANCIAL SERVICES INC. of THE WOODLANDS, TX is an SEC-registered investment adviser (CRD 144351). Regulatory assets under management: $320.6M.

Registration

• CRD: 144351
• SEC file number: 801-120940
• Type: Registered investment adviser
• Location: 9595 SIX PINES DRIVE, BUILDING 4 SUITE 4230, THE WOODLANDS, TX, 77380
• Phone: 281-444-7555
• Latest filing: 2026-03-20
• Regulatory AUM: $320.6M
• Discretionary AUM: $320.6M
• Clients: 19
• Accounts: 2,700

Business model

Compensation: % of AUM, Hourly, Other.

Clients served: Individuals, High net worth, Charities.

Officers, owners & control persons (5)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 144351 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search