ORCA INVESTMENT MANAGEMENT, LLC of LAKE OSWEGO, OR is an SEC-registered investment adviser (CRD 144377). Regulatory assets under management: $211.7M.
Compensation: % of AUM, Fixed, Other.
Clients served: High net worth, Pooled vehicles.
| Name | Role | Location |
|---|---|---|
| Shawn Patrick Willard | MANAGER; MANAGER, CHIEF COMPLIANCE OFFICER | — |
| DOUGHTON KERWIN LUTHER | MEMBER, SENIOR PORTFOLIO MANAGER; UNIT HOLDER | — |
| WILLARD SHAWN PATRICK | MANAGER, CHIEF COMPLIANCE OFFICER; PRESIDENT, CHIEF COMPLIANCE OFFICER; PRESIDENT, CHIEF COMPLIANCE OFFICER, MANAGING MEMBER & SOLE MEMBER (+1 more) | — |
| THOMAS ROGER KEITH | MEMBER, FIXED INCOME PORTFOLIO MANAGER | — |
| FRIEL KIMBERLY | MEMBER, CHIEF COMPLIANCE OFFICER | — |
| BARHAM WILLIAM GEORGE | MEMBER, SENIOR PORTFOLIO MANAGER | — |
| FRIEL KIMBERLY SUE | MEMBER, CHIEF COMPLIANCE OFFICER | — |
| Harry Lynn Striplin | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |