ROYAL FUND MANAGEMENT, LLC of LADY LAKE, FL is an SEC-registered investment adviser (CRD 144434). Regulatory assets under management: $1.6B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Charities, Other.
| Name | Role | Location |
|---|---|---|
| Mark Royal Sorensen | MANAGING MEMBER/CHIEF EXECUTIVE OFFICER | — |
| Stephanie Maufroy | CHIEF COMPLIANCE OFFICER | — |
| SORENSEN MARK ROYAL | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER; MANAGING MEMBER/CHIEF EXECUTIVE OFFICER | — |
| Maufroy Stephanie | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |