THE MUTUAL FUND STORE-SEATTLE, LLC

THE MUTUAL FUND STORE-SEATTLE, LLC of FEDERAL WAY, WA is an SEC-registered investment adviser (CRD 144493). Regulatory assets under management: $103.2M.

Registration

Officers, owners & control persons (14)

NameRoleLocation
BLACK JASON MICHAELASSISTANT VICE PRESIDENT COMPANY OPERATIONS/ASSISTANT SECRETARY; ASSISTANT VICE PRESIDENT COMPANY OPERATIONS/ASSISTANT SECRETARY--ELECTED MANAGER
BRANDT CLIFFORD MERRILCHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER--ELECTED MANAGER
BRAUDIS CHRISTOPHER RAYMONDPRESIDENT; VICE PRESIDENT RETAIL OPERATIONS; VICE PRESIDENT RETAIL OPERATIONS--ELECTED MANAGER
BENTZ JON PETERVICE PRESIDENT COMPANY OPERATIONS/SECRETARY; VICE PRESIDENT COMPANY OPERATIONS/SECRETARY--ELECTED MANAGER
BOLD ADAM STUARTCEO/SHAREHOLDER; CHAIRMAN; CHAIRMAN/CHIEF EXECUTIVE OFFICER (+2 more)
NORRIS JAMES RICHARDMEMBER
HARRIS STEPHEN PAULMEMBER
ROPER JEFF LINKPRESIDENT; MANAGING PARTNER
BYERS DAVID FRANKLINCHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER--ELECTED MANAGER
ELLIOTT CHRIS EUGENECHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER--ELECTED MANAGER
THOMSON NORMAN STEVENCHIEF COMPLIANCE OFFICER/SENIOR INVESTMENT ADVISOR
HITE CHRISTOPHER STEWARTMEMBER
HAUSCHILD DAVID CHARLESMEMBER
ELLIOTT CHRISCHIEF FINANCIAL OFFICER

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