ASTERA FINANCIAL GROUP, LLC
ASTERA FINANCIAL GROUP, LLC of CARMEL, CA is an SEC-registered investment adviser (CRD 144850). Regulatory assets under management: $36.0M.
Registration
- CRD: 144850
- SEC file number: 801-68754
- Type: Registered investment adviser
- Location: 126 CLOCK TOWER PLACE, NO. 101, CARMEL, CA, 93923
- Phone: (831) 625-5800
- Latest filing: 2012-10-05
- Regulatory AUM: $36.0M
- Discretionary AUM: $36.0M
- Clients: 6
- Accounts: 1
Officers, owners & control persons (8)
| Name | Role | Location |
|---|
| BREITFUSS CURT ALAN | TRUSTEE | — |
| BREITFUSS JULIE | TRUSTEE | — |
| CORLEY BRIAN THOMAS | MANAGING MEMBER; OWNER AND MANAGING MEMBER | — |
| GROVER DANIEL JUSTIN | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER; PRESIDENT/CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | — |
| GAUDOIN ROSS | CHIEF OPERATING OFFICER/CHIEF LEGAL OFFICER | — |
| BERNSTEIN DANIEL ADAM | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | — |
| GAUDOIN ROSS CHRISTOPHER MICHAEL | CHIEF FINANCIAL OFFICER/CHIEF LEGAL OFFICER | — |
| CORLEY ZEPHRA | OWNER/CHIEF COMPLIANCE OFFICER | — |
Private funds (1)
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|
| STILLWATER TOTAL RETURN FUND, LP | Other Private Fund | — | 19 | $36.2M | $500K |
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