ADDISON CAPITAL, LLC of CONSHOHOCKEN, PA is an SEC-registered investment adviser (CRD 144853). Regulatory assets under management: $1.1B.
Compensation: % of AUM, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Charities.
| Name | Role | Location |
|---|---|---|
| Michael Alan Church | CEO; OWNER | — |
| Steven Richard Benjamin | CCO, EVP, PARTNER | — |
| CHURCH GREGORY ALAN | CEO; CHIEF COMPLIANCE OFFICER AND CEO; OWNER | — |
| LASTER SANDRA | CHIEF COMPLIANCE OFFICER | — |
| DURETTE MICHAEL JAMES | EXECUTIVE VICE PRESIDENT | — |
| Laster Sandra H | CHIEF COMPLIANCE OFFICER | — |
| BENJAMIN STEVEN RICHARD | CCO, EVP, PARTNER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2015-09-22 | regulatory | THE ALLEGATION THAT ADDISON CAPITAL EMPLOYED AN UNREGISTERED INVESTMENT ADVISOR REPRESENTATIVE WAS DUE TO AN ADMINISTRATIVE OVERSIGHT. ADDISON CAPITAL EMPLOYED AN INVESTMENT ADVISOR REPRESENTATIVE WHO HAD AN INCORRECTLY FILED REGISTRATION AT A PRIOR EMPLOYER. THE EMPLOYEE PREVIOUSLY PASSED ALL RELEV… | Final | $175K |