ROSENBAUM, LANNY, KEVIN
ROSENBAUM, LANNY, KEVIN of GLENVILLE, NY is an SEC-registered investment adviser (CRD 144985). Regulatory assets under management: $28.2M.
Registration
- CRD: 144985
- SEC file number: 801-136467
- Type: Registered investment adviser
- Location: 133 SARATOGA ROAD, SUITE #5, GLENVILLE, NY, 12302
- Phone: 518-384-2800
- Latest filing: 2026-06-18
- Regulatory AUM: $28.2M
- Non-discretionary AUM: $28.2M
- Clients: 1
- Accounts: 140
Business model
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions.
Officers, owners & control persons (1)
| Name | Role | Location |
|---|
| Lanny Kevin Rosenbaum | SOLE PROPRIETOR AND CHIEF COMPLIANCE OFFICER | — |
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